About Us

Regulatory Disclosure

Prime Securities Limited (“Prime”) is a Securities and Exchange Board of India (“SEBI”) registered Category-I Merchant Banker, having Registration No. INM000000750.

SEBI (Merchant Banker) Amendment Regulations, 2025, amending certain clauses of SEBI (Merchant Bankers) Regulations, 1992 (governing Merchant Bankers registered with SEBI), has been notified on December 5, 2025 (“Amendments”) and shall be applicable w.e.f. January 3, 2026.

SEBI has, vide Circular no. HO/49/11/11(106)2025-CFD-RAC-DIL3/I/1796/2026 dated January 2, 2026 (“SEBI Circular”), specified the consequential requirements with respect to the Amendments.

In terms of the Clause 11.2.6 of SEBI Circular:

  1. It is hereby disclosed that Prime Securities Limited, also undertakes one or more of fee-based, non-funds based business activities pertaining to the financial services sector, which may not be regulated by SEBI or other Financial Sector Regulator (“FSR”). Such business activities inter-alia include the following activities:
  • Corporate advisory services for mergers and acquisitions;
  • Corporate advisory services on buy-side or sell-side to private and unlisted public companies;
  • Consulting or ancillary services including transaction structuring & financial / business modelling involving private and unlisted companies;
  • Corporate advisory services for structured debt financing (including syndication of loans);
  • General corporate advisory.
  1. All the concerned stakeholders are hereby informed that SEBI investor protection mechanism, including the SCORES platform, will not be available for any grievance or disputes arising out of, or pertaining to, abovementioned activities undertaken by the Company which may not be regulated by SEBI or FSR.